About Us Funding Opportunities Program Areas News & Information Resources & Publications Contact Us Site Map

Home


School Discipline and Children with Serious Emotional Disturbances

Children with serious emotional disturbances present unique challenges to the public school system in providing an education and managing their behavioral disability. Foundation staff conducted research on the policy barriers that school and mental health systems face in trying to aid these children, and developed a series of policy recommendations designed to address such barriers.

While the Foundation is not actively engaged in researching this area at present, Foundation staff continue to serve as a resource to policymakers and advocates working on these critical issues.

Federal and state laws protect children with disabilities and guide schools in ensuring that children with serious emotional disabilities receive their education in the least restrictive environment. The statistics discussed below show that in disproportionate numbers, Texas schools remove students with special needs from the classroom and transfer them to disciplinary placements segregated from the rest of the school population. Some of these placements may not be appropriate, especially when they are used as a response to problematic behavior caused by the student's emotional disturbance. While school administrators have broad authority under state law to determine the best response to students' behavior problems, placing an emotionally disturbed student in a disciplinary educational setting may not be conducive to meeting the student's educational and special needs. Such placements may also fail to comply with three decades of federal law and policy requiring schools to educate students with disabilities in the least restrictive environment. Despite school administrators' awareness of these requirements, current data indicates that Texas administrators move a disproportionately high number of students with serious emotional disturbances from their educational setting to a disciplinary placement.

Disciplinary Educational Placements
In 1995, the Texas legislature created two new separate disciplinary placements for students committing serious offenses. The legislature required counties with over 125,000 residents to develop a juvenile justice alternative education program (JJAEP). (1) The JJAEP is responsible for educating juveniles who receive mandatory expulsions from school for conduct found by a court to constitute one of the serious offenses detailed in the Texas Education Code. (2) The court (not the school district) will refer the juvenile to the JJAEP. A school district may also contract with the JJAEP to educate juveniles receiving a discretionary expulsion for other serious offenses listed by statute (3) or students who persistently misbehave in another disciplinary placement.(4) Most students are placed in a JJAEP through a school’s exercise of discretion.(5)

The second, and most commonly used, disciplinary placement created in 1995 is for students who have not been expelled. Under state law, each school district must have two disciplinary alternative education programs (DAEPs), one for elementary students and one for older students.(6)

The DAEP is responsible for educating students who require a disciplinary placement but have not been expelled and sent to a JJAEP. State law requires a school to send to the DAEP students it reasonably believes have committed specified offenses.The school must schedule a conference with the student’s parent or guardian within three days of removing the student to the DAEP. (7)

Most commonly, the school district exercises its broad discretion to place a student in a DAEP. (8) A school can place a student in a DAEP under any circumstances detailed in its student code of conduct. (9) A school may also place a student in a DAEP if the student has ever been adjudicated delinquent or placed on probation for an "offense against the person" (regardless of when and where the conduct occurred or whether the student successfully complied with any court sanctions) as long as the school determines that the student’s presence "threatens the safety of other students or teachers," "will be detrimental to the educational process," or "is not in the best interests of the district’s students." (10) Students and their guardians cannot
appeal such a determination. (11)

Key Points

• In recent years, Texas schools have used their discretion to move a disproportionately high number of special education students to JJAEP and DAEP disciplinary placements.

• Last year, 70% of students in disciplinary placements were moved out of their original school setting through the school’s exercise of discretion under state law.

• Federal law limits the school’s discretion regarding children receiving special education services by requiring that the children with disabilities be educated in the least restrictive environment possible.

• Current data does not explain why so many special education students are moved to a more restrictive disciplinary setting.


The graph (right) is based on three years’ worth of data collected by the Texas Education Agency. (12) It shows that DAEP placements are much more common than JAEP placements. In addition, discretionary placements of either type far outnumber mandatory placements.

Disproportion of Children with Serious Emotional Disturbances in Disciplinary Placements
Disciplining a child is more complicated when the child committing the offense has a serious emotional disturbance and is receiving special education services under the Individuals with Disabilities Education Act (IDEA). Under federal and state law, a team consisting of school personnel and the child’s representatives must make any decisions about a change in placement. (13) Prior to any change in placement for disciplinary reasons, the team must find the following conditions to be true:

The child’s individualized education program (IEP) and placement were appropriate
The school provided the special education services, supplementary aids and services, and behavior intervention strategies consistent with the child’s IEP and placement
The child’s disability did not impair his or her ability to understand the impact and consequences of the undesirable behavior
The child’s disability did not impair his or her ability to control the undesirable behavior. (14)

If any of the four conditions were not true, the school cannot discipline the child but instead must devise a program that better meets the child’s needs. Under such circumstances, the child’s placement could be changed only if the team determines that a change is needed for educational (not punitive) purposes. A special education student cannot be placed in an alternative education program solely for educational purposes. (15)

It is difficult to access data establishing what proportion of special education students have a serious emotional disturbance. In the 2003-04 school year, only 36,444 (7.2%) of the 509,401 students receiving special education services were identified as having a primary diagnosis of "emotional disturbance." (16) Yet for the year 2003, the state estimated that 150,943 children fell within the priority population of emotionally disturbed children. (17) It is possible that a number of students receiving special education services for other disabilities such as a learning disorder also have a serious emotional disturbance.

In Texas, a high proportion of students in disciplinary placements are receiving special education services. Although 11.6% of the total student population received special education services in 2003-04, (18) 25.8% of the students expelled to JJAEPs and 23.4% of students removed to DAEPs were children receiving special education services.(19) Special education students also received a disproportionate share of suspensions (based on their numbers in the overall student population), with special education students composing 24.1% of students receiving out-of-school suspensions and 20.2% of in-school suspensions.(20) The data collected does not indicate why schools used their discretion to discipline a disproportionate number of special education students.

Consequences of Disciplinary Placements for Special Education Students
A disciplinary change in placement can have a significant detrimental impact on a child receiving special education services. Because DAEPs are exempt from many of the requirements for regular schools, (21) some opt to provide students with only a four-hour day, the minimum required for state funding purposes. (22) Programming for high-achieving students with emotional disorders may be even more restricted. Those students may lose access to a more advanced curriculum, such as advanced placement classes or foreign languages, because disciplinary placements often have more limited academic programs. (23)

The transfer of large numbers of special education students to disciplinary placements may also benefit a school in ways unrelated to the education of the student or the preservation of a productive learning environment. A change in placement moves the child outside a campus’ accountability system for educational progress. Beginning with the 2004 school year, "students who move from campus to campus within a district are also excluded from the campus Texas Assessment of Knowledge and Skills (TAKS) or State-Developed Alternative Assessment (SDAA)." (24) Students who are in a disciplinary placement at any point in the school year will be tested, but the test results count at the district-level only and do not affect the accountability and ranking of any individual school campus.

The disproportionate placement of special education students in restrictive disciplinary settings merits further investigation. A significant majority of students are moved to disciplinary placements at an administrator’s discretion; it would be helpful to know more about which students are moved and why. Districts vary dramatically in how they use their DAEPs. Because the state’s evaluation of a DAEP’s performance is in part based on the "percentage of a district’s students with disabilities placed in a [DAEP]" with discretionary and mandatory placements measured separately, (27) schools should collect sufficient data to document the appropriate use of disciplinary placements for all their students. Teachers, parents, school administrators, and legislators need to assess this data to ensure that all students are educated in the least restrictive environment possible.

Recommendations
The Texas Education Agency already collects much relevant data about DAEPs through the Public Education Information Management System (PEIMS), the Academic Excellence Indicator System (AEIS), and the TEA Financial Accountability System, but most of the data is not readily accessible to individuals outside the Agency. The following data should be analyzed and reported on a district-by-district basis:

• The number of special education students in DAEPs annually (PEIMS Section IV)

• The number of days a special education child attends a DAEP (PEIMS Section X)

• The age distribution of children in a DAEP (25) (PEIMS Section X)

• The race and/or ethnicity of children in a DAEP (PEIMS Section X)

• The number of discretionary and mandatory placements of youth in DAEPs (PEIMS Section X)

• The number of multiple placements of youth in DAEPs (PEIMS Section X)

• The average cost per day to educate a child placed in the DAEP (TEA Financial Accountability System)

• The average cost per day to educate a child placed in a special education classroom (TEA Financial Accountability System)

• The number of DAEP sessions in held per day on the local DAEP campus (26) (PEIMS Section X)

• The average TAKS score for all children attending the DAEP at any point during the school year (PEIMS Section X)

• The number of children who attended a DAEP within the school year and dropped out of school (AEIS)

• The number of students who attended a DAEP in the previous year or the current year and were retained (AEIS)

• The completion rates for the past four years of any student who attended a DAEP for any length of time (AEIS)

References
1) Texas Education Code §37.011(a).

2) Texas Education Code §37.011(b); Texas Education Code §37.007(a), (d), (e).

3) Texas Education Code §37.007(b)

4) Texas Education Code §37.007(c). Under this provision, a student must be in a disciplinary alternative education program (DAEP) before a placement in the JJAEP for persistent misbehavior.

5) Texas Education Agency, Annual 425 Report.

6) Texas Education Code §37.008; TEC §38.006(f).

7) Texas Education Code §37.009.

8) Texas Education Agency, Annual 425 Report.

9) Texas Education Code §37.001(a)(2). In addition to placement in a DAEP, a student may receive a citation issued by a school peace officer for a violation of the student code of conduct. TEA does not collect data on the number of such citations or the dollar amount of the fines.

10) Texas Education Code §37.0081(a).

11) Texas Education Code §37.0081(b).

12) Texas Education Agency, Annual 425 Report.

13) 34 C.F.R. §300.552(a)(1); Texas Education Code §37.004(a).

14) 20 U.S.C. §1415(k)(4); Texas Education Code §37.004.

15) Texas Education Code §37.004(c).

16) Texas Education Agency, Students Receiving Special Education Services by Disability and Age, Fall 2003-2004 PEIMS Data.

17) Texas Department of State Health Services, 2001-2005 Child/Adolescent Mental Health Prevalence/Priority Population Data, p. 23, http://www.dshs.state.tx.us/mhreports/01%2D05revisedmhchildpre%2Dpripopdata.pdf. The Department raised its estimate to 152,174 children for 2004. The priority population is defined as "children and adolescents ages 3 through 17 years with a diagnosis of mental illness who exhibit serious emotional, behavioral, or mental disorders and who: (1) have a serious functional impairment (GAF of 50 or less currently or in the past year); or (2) are at risk of disruption of a preferred living or child care environment due to psychiatric symptoms; or (3) are enrolled in a school system’s special education program because of a serious emotional disturbance." Texas Department of Mental Health and Mental Retardation, Strategic Plan for FY 2003-2007, p. 57, http://www.dshs.state.tx.us/mhreports/SP03-07final.pdf.

18) Texas Education Agency, Academic Excellence Indicator System 2003-04 State Profile Report.

19) According to the Texas Education Agency’s Annual 425 Report (2004), in 2003-04, 5,890 students (1,520 special education students) were expelled to JJAEPs and 103,696 students (24,273 special education students) were removed to DAEPs. These numbers differ from the statistics in the chart in Figure 1 as these numbers are of unduplicated students, whereas the chart tracks the number of placements and an individual student may have had more than one placement in a school year.

20) According to the Texas Education Agency’s Annual 425 Report (2004), in 2003-04, 280,365 students (67,572 special education students) received an out-of-school suspension and 605,450 students (122,003 special education students) received an in-school suspension.

21) Texas Education Code §37.008(c) states that a DAEP "is not subject to a requirement imposed by this title [Public Education], other than a limitation on liability, a reporting requirement, or a requirement imposed by this chapter [Discipline; Law and Order] or by Chapter 39 [Public School System Accountability]."

22) PEIMS Handbook, Sec. III 5-2, Sec. X 2-4; Texas Education Code §42.006(b).

23) According to state law, "academically, the mission of disciplinary alternative education programs shall be to enable students to perform at grade level." Texas Education Code §37.008(m). See also Texas Education Code §37.001(h), 34 C.F.R. §300.121(d)(2).

24) Texas Education Agency, 2004 Accountability Manual, Section I, p. 11.

25) A student younger than 6 years cannot be placed in a DAEP unless the child received a mandatory expulsion for bringing a firearm to school. Texas Education Code §37.006(l), §37.007(e)(2).

26) DAEPs that provide only four hours of education per day as permitted by Texas Education Code §37.008(c) may schedule two or even three four-hour sessions per day.

27) 19 Texas Administrative Code §97.1021(f)(3).


© 2008 Hogg Foundation for Mental Health
The University of Texas at Austin
The University of Texas at Austin Program Areas Contact Us Other Projects Juvenile Justice & Mental Health Information Sharing & Confidentiality School Discipline & Special Education Hogg Foundation Home Page